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Position Applying For:Internal Audit With Capital Planning & CCAR

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  • Internal Audit With Capital Planning & CCAR  | USA-NY-New York City  |  | 14-APR-21

    Scope/ Deliverable: 

    • Identify scope, create flowcharts and risk control matrices;
    • Perform walkthroughs to identify and document key processes, risks and controls;
    • Compare coverage to previous year’s test plans and peers and identify gaps;
    • Develop, execute and document audit testing related to the process design, controls execution;
    • Perform action closure verification procedures which include audit tests to verify issue remediation
    • Meet with customer employees and contractors to comprehend policies, processes and controls;
    • Report the outcome of meetings and discussions to the authorized customer employees
    • Review and validate evidence to determine the effectiveness of controls and
    • Submit audit and testing conclusion
    • Upload audit and testing results into OpenPages application (Internal Audits’ GRC workflow applications)

    Qualifications

    Skillset Required:

    • Strong understanding of risk especially stress testing, scenario design and financial products. Capital planning experience is an advantage but not required. Strong control mindset and strong auditing skills is a must. Experience in drafting audit issues is also an advantage.
    • The consultants must have the ability to identify the most important controls during walkthroughs, test the effectiveness of these controls and assess any risks from ineffective operating effectiveness.
    • Candidates should have between 6-10 years of experience looking at controls within risk management and/or capital planning primarily covering scenario design, stress testing and risk identification controls.